Corporate & MCA Advisory
MCA and ROC Compliance
Annual filing (AOC-4, MGT-7), Director KYC, Board resolution drafting, secretarial maintenance, and corporate compliance health checks.
Practice Scope & Regulatory Framework
Non-compliance with the Ministry of Corporate Affairs carries heavy daily penalties and director disqualifications. We ensure your corporate entity remains continuously compliant, tracking statutory deadlines, secretarial documentation, and filings through the MCA21 portal.
Standard Deliverables & Engagements
1Annual Financial Statement Filing in e-Form AOC-4 / AOC-4 XBRL
2Annual Return Filing in e-Form MGT-7 / MGT-7A
3Annual Director KYC via DIR-3 KYC Web or E-Form
4Drafting Board Resolutions, Notice of AGM, and Statutory Registers maintenance
5Filing Form DPT-3 for Return of Deposits and loans received by the company
6Appointment or Resignation of Directors (DIR-12) & Registered Office Change (INC-22)
Client Compliance & KYC Documentation Checklist
To initiate this practice engagement smoothly, clients are advised to prepare the following documentation:
- Approved and signed Financial Statements with Auditor’s Report
- Directors’ Report with Corporate Governance disclosures
- List of Shareholders with shareholding patterns as on AGM date
- Active DSC of one Director and one practicing professional (CA/CS)
Frequently Asked Questions (MCA and ROC Compliance)
Q: What is the penalty for late filing of MCA annual forms?
Late filing of AOC-4 or MGT-7 attracts an additional statutory fee of ₹100 per day of delay without any upper ceiling, making prompt compliance vital.
Other Practice Disciplines
Direct Advisory Desk
Have an urgent tax notice, impending MCA filing deadline, or need a preliminary discussion?